|  
             * This lecture was also presented at the "International 
              Conference on RNA Tumor Viruses in Human Cancer," Denver, Colorado, 
              United States, 10-14 June, 1984.A portion of this lecture will also 
              be printed as part of a review in Science, May 10,1985  
               
              1Department of Molecular Biology, University Of California, Berkeley, 
              CA 94720, USA  
              2 The Salk Institute, P. 0. Box 85800, San Diego, CA92138-9216, 
              USA  
              3 Laboratory of Molecular Oncology, National Cancer Institute, Frederick 
              Cancer Research Facility, Frederick, MD 21701, USA  
              4 Genentech, Inc" 460 Point San Bruno Boulevard, South San Francisco, 
              CA 90007, USA  
             
              A. Introduction  
            The main objective of cancer molecular biology is to identify cancer 
              genes. Despite fierce efforts, this objective has still not been 
              met [1-3]. As yet the only known cancer genes are the transforming 
              onc genes of retroviruses. Typically these viruses Initiate and 
              maintain cancers with autonomous transforming genes that are dominant 
              in susceptible cells [5]. The discovery of single gene determinants 
              of cancer ill retroviruses has become a precedent that has infected 
              cancer gene research. It has made retroviral onc genes the favorite 
              models of cellular oncogenes, although the relevance of single-gene 
              models to virus-negative tumors is as yet unknown. Fortunately, 
              onc genes are either detrimental or at least useless to the viability 
              of the virus and thus are not maintained by retroviruses. They are 
              the products of rare, genetic accidents, generated by illegitimate 
              recombinations between retroviruses and cellular genes, termed proto-onc 
              genes. About 20 different proto-onc genes corresponding to 20 different 
              retroviral onc genes are known [5]. At this time the normal function 
              of proto-onc genes has not yet been determined. One of them is structurally 
              related to a growth factor, another is related to a growth factor 
              receptor [6], and two appear to be yeast cell cycle genes [6,7]. 
              It is now widely believed that, upon transcriptional or mutational 
              "activation," proto-onc genes function like viral onc genes. Activation 
              is assumed to be the conversion of a nononcogenic proto-onc gene 
              into a carcinogenic variant. Indeed, mutationally altered or transcriptionally 
              activated proto-onc genes have been found in certain tumors. However, 
              the known mutationally or transcriptionally altered proto-onc genes 
              are structurally different from viral onc genes and have not been 
              shown to be the causes of tumors. Consistent with the single gene 
              models set by retroviral onc genes, it has been proposed, recently, 
              that molecularly defined or cloned DNA species from some tumors 
              are autonomous cancer genes, because these DNAs are capable of transforming 
              the morphology of certain preneoplastic cell lines [4]. Despite 
              the popularity of this view, there is no convincing evidence to 
              date that these DNA species can also transform normal cells in culture 
              or that they are the causes of tumors in animals (see below). Circumstantial 
              evidence suggests that most cancers are not caused by single genes 
              but are the products of multiple genes that have been formally divided 
              into initiation and maintenance genes [ 1-3]. Retroviruses without 
              onc genes (leukemia viruses) and DNA viruses are thought to function 
              either as initiation or as maintenance genes in multigene carcinogenesis 
              because these viruses enhance the cancer risk of infected animals. 
              Recently it has been proposed that activated proto-onc genes playa 
              role in multigene carcinogenesis, rather than being autonomous cancer 
              genes. Here the evidence for the views that activated proto-onc 
              genes are sufficient (one gene-one cancer hypothesis) or at least 
              necessary (multigene-one cancer hypothesis) is reviewed. It is concluded, 
              that there is as yet no adequate functional evidence for oncogenicity 
              and no consistent correlation between any proto-onc alteration and 
              a certain tumor. To date viral onc genes are the only proven examples 
              of"activated" proto-onc genes.  
             
              B. Retroviral onc Genes and Normal Proto-onc Genes  
            Retroviruses with onc genes are the fastestacting, obligatory carcinogens 
              known to date. Such viruses have only bccn isolatcd from animals 
              with ncoplasms, while all other retroviruses and all DNA viruses 
              with oncogenic potential arc regularly isolated from animals without 
              neoplasms. This is consistent with single-gene carcinogenesis by 
              retroviruses with onc genes and possible multigene carcinogenesis 
              with all other viruses. Indeed, retroviral onc genes are the only 
              genes known that initiate and maintain cancers per se. That they 
              are necessary for transformation has been proven genetically with 
              temperature-sensitive (ts) mutants of Rous (RSV) [8], Kirsten (KiSV) 
              [9], and Fujinami sarcoma viruses [10, 11]; with avian erythroblastosis 
              virus [ 12]; and with deletion mutants of these and other retroviruses	
              [ 13- 19]. The most convincing argument, that they are also sufficient 
              to initiate and maintain neoplastic transformation, is that all 
              susceptible cells infected by retroviruses with onc genes become 
              transformed as soon as they are infected. This high transformation 
              efficiency virtually excludes selection of preneoplastic cells initiated 
              by another gene. The structural characteristic of retroviral onc 
              genes is a specific sequence that is unrelated to the three essential 
              virion genes gag, pol, and env. This onc-specific sequence of retroviruses 
              is related to one or several proto-onc genes. Typically the oncspecific 
              sequence replaces csscntial virion genes and thus renders the virus 
              replication-defective, or it is added to the essential genes as 
              in the case of RSV and is readily deleted [5, 13, 14, 20]. Since 
              onc sequences are parasitic and have no survival value for the virus, 
              onc genes are readily lost by spontaneous deletion [5, 20]. Therefore, 
              viruses with onc genes are subject to extinction unless maintained 
              in laboratories. About 17 of the 20 known viral onc genes are hybrids 
              of coding regions from proto-onc genes linked to coding regions 
              from essential retroviral genes [20]. The remaining viral onc genes 
              consist of coding regions from proto-onc genes linked to retroviral 
              control elements. The identification of hybrid onc genes provided 
              the first unambiguous clues that viral onc genes and corresponding 
              cellular proto-onc genes are dif-ferent, since proto-onc genes are 
              neither related to nor Iinked in the cell to elements of essential 
              retrovirus genes [21, 22]. Sequence comparisons of cloned genes 
              have since confirmed and extended that all proto-onc genes and corresponding 
              viral onc genes are not isogenic [5, 20]. The known viral onc genes 
              are subsets of proto-onc genes linked to regulatory and coding elements 
              of virion genes. In our laboratories we are studying the structural 
              and functional relationships between viral onc genes and corresponding 
              proto-onc genes, with particular emphasis on the onc genes of the 
              following avian carcinoma, sarcoma, and leukemia viruses. The onc 
              gene of avian carcinoma virus MC29 was the first among viral onc 
              genes to be diagnosed as a hybrid gene [21, 23] (Fig. I). About 
              one-half of its information ( 1.5 kb) is derived from the gag gene 
              of retroviruses; the other half (1.6 kb), termed myc, is derived 
              from the proto-myc gene [22]. The gene is defined by all O-kilodalton 
              deltagag-myc protein, termed p 110 [21. 24]. The proto-myc gene 
              of the chicken has at least three exons. The boundaries of the  
               
             
            
               
            
             
               
              Fig.l. Comparison of the genetic structures and 
              gene products of the myc-related genes of MC29, MH2, OK 10, and 
              chicken proto-myc  
             
              first exon arc as yet undefined [25-27]. The myc region of MC29 
              derives four codons possibly from the 3' end of the first exon and 
              includes the second and third protomyc exons (Fig. I). Three other 
              avian carcinoma viruses, MH2, OK 10, and CMII, also have onc genes 
              with myc sequences [24]. The myc-related gene of MH2 is derived 
              from the second and third proto-myc exon and includes the splice 
              acceptor of the first proto-myc intron [25,28, 29] (Fig. I ). It 
              also appears to be a hybrid consisting of six gag codons up to the 
              splice donor of the gag gene [30]. It is expressed via a subgenomic 
              mRNA as a p57 myc-related protein product [31-33]. I n addition, 
              MH2 contains a second potential transforming gene, delta-gag-mht. 
              The mht sequence is very closely related to the onc gene of murine 
              sarcoma virus MSV 3611 [28, 29]. It is as yet unclear whether both 
              genes are necessary for transforming function. The myc sequence 
              of OKIO, like that of MH2, is derived from the second and third 
              proto-m yc exons and includes the splice acceptor of the first protomyc 
              intron (Fig. I) (1. Hayflick, P. Seeburg, R. Ohlsson, S. Pfeifer, 
              D. Watson, T. Papas and P. Duesberg, unpublished). It is expressed 
              via a subgenomic mRNA as a p57 protein [32-34]. At the same time, 
              the myc sequence of OKIO is also part of a large hybrid onc gene, 
              gag-deltapol-myc, similar to the hybrid myc gene of MC29 [24]. This 
              gene is defined by a 200-kilodalton protein termed p200 [24]. Again, 
              it remains to be determined whether both of these two onc gene products 
              are necessary for transforming function. The myc sequence of CMII 
              is part of a delta-gag-myc hybrid gene similar to that of MC29 [24]. 
              Thus, all myc-related viral onc genes are subsets of proto-myc linked 
              to large or small retroviral coding regions and regulatory elements. 
              As yet, no virus with a myc-related onc gene has been isolated from 
              a mammalian species. However, a myc containing feline provirus with 
              unknown biological activity was recently detected by hybridization 
              of lymphoma DNA from a feline-leukemia-virus-infected cat [35]. 
              The results of similar comparisons between the delta-gag-fps genes 
              of Fujinami, PRCII, and PRCllp sarcoma viruses and cellular proto-fps 
              are summarized in Fig. 2 [ 19, 36, 37]. In these cases, the sarcoma 
              viruses share with proto-fps a 2- to 3-kb fps domain, including 
              probably the 3' translation stop codon. However, the viral genes 
              each initiate with retroviral gag regions, whereas proto-fps initiates 
              with a proto-fps-specific exon(s) [36] (Fig. 2). Analysis of the 
              onc genes of the leukemia viruses avian myeloblastosis (AMV and 
              erythroblastosis virus (E26), and of protomyb, the common cellular 
              prototype of the myh sequence shared by these viruses, is al  
               
             
            
               
            
             
               
              Fig.2. Comparison of the genetic structures and gene products 
              of the fps-related genes of avian Fujinami, PRCIIp and PRCII sarcoma 
              viruses, and the chicken proto-fps gene (top) and of the myb-related 
              genes of avian leukemia viruses E26 and AMY and the chicken proto-myb 
              gene (bottom)  
             
              so schematically summarized in Fig. 2. Unlike the myc- and fps-containing 
              onc genes, the onc genes of each of these viruses share an internal 
              domain with the cellular prototype [38, 39]. In E26, the myb region 
              is flanked by a gag-related region at its 5' end and by a newly 
              discovered onc-specific domain, termed ets, at its 3' end to form 
              a tripartite onc gene [40,41]. In AMY, the myb region includes a 
              proto-myb splice acceptor that is presumably served in the virus 
              by the splice donor of delta-gag [30]. The myb region of AMY is 
              t1anked at its 3' end by an element derived from the env gene of 
              retroviruses. It is concluded that the onc-specific sequences of 
              each of these carcinoma, sarcoma, and leukemia viruses are subsets 
              of proto-onc genes linked to elements of essential retrovirus genes. 
              Other examples of hybrid onc genes have been described [5, 16, 20, 
              24]. Since in all the cases studied proto-onc genes are not related 
              and not linked to essential genes of retroviruses, all viral hybrid 
              onc genes are by definition structurally different from proto-onc 
              genes. The coding regions of a few viraloncgenes, possiblythesrc 
              geneofRSY and probably the onc genes of Harvey, Kirsten sarcoma 
              viruses (termed Ha- and Ki-ras), are derived entirely from protoonc 
              sequences (see below and Fig. 4 ). Nevertheless, even these onc 
              genes differ from proto- onc genes in extensive deletions and point 
              mutations. The src gene of RSY is a hybrid of genetic elements derived 
              from two proto-src genes [5, 42] and possibly five codons from a 
              retrovirus [139]. Two arguments indicate that these qualitative 
              differences between onc and protoonc genes are essential for transforming 
              function of the viral genes: There is the overwhelming evidence 
              that many protoonc genes are regularly expressed in normal cells 
              without altering the normal phenotype [5,43]. There is more indirect 
              evidence that proto-onc sequences cloned in retroviral or plasmid 
              vectors do not transform normal, diploid cells. For example, phage 
              or plasmid vectors carrying the viral src-related region, but not 
              a complete complement of the major proto-src gene [44-47] or protofos, 
              the precursor of the transforming gene of FBJ (Finkel-Biskis-Jinkins) 
              murine osteosarcoma virus [48], or proto-fp.s/fes, the precursors 
              of avian Fujinami and feline sarcoma viruses [49] (W.-H. Lee and 
              P. H. Duesberg, unpublished), or proto-myc, the precursor of avian 
              MC29 virus (T. Robins, P. Duesberg, and O. Vande Woude, unpublished), 
              do not transform cells in culture. The .src-related region of the 
              major proto.src gene also fails to transform in a RSV vector [50]. 
              Further, proto-src and protoHa-ras (the precursor of Ha-MuSV) fail 
              to transform in a reticuloendotheliosis virus vector while the corresponding 
              viral onc genes have transforming function [51 ]. Apparent exceptions 
              are proto-mos and proto-ras which, after ligation to retroviral 
              promoters, transform the preneoplastic NIH 3T3 cell line [52, 53]. 
              The proto-mos and ras regions used in these constructions are essentially 
              the same as those found in Moloney and Harvey sarcoma viruses but 
              are not complete proto-onc genes (see below and Fig. 2). Conceivably, 
              the proto-onc regions that were not included into these constructions 
              and are not in the viruses might in the cell suppress transforming 
              potential of the complete proto-onc genes. Moreover, it will be 
              detailed below that transforming function in 3T3 cells is not a 
              reliable measure of transforming function in diploid embryo cells 
              or in the animal. Neither the proto-ra.s nor the proto-mos construction 
              were found to transform diploid embryo cells [54, 55] (0. Vande 
              Woude, personal communication). Thus, normal proto-onc genes and 
              viral onc genes are related, but are structurally and functionally 
              different. The question is now whether there are conditions under 
              which proto-onc genes can cause cancer.  
             
              C. The Search for Activation of Proto-onc Genes to Cancer Genes 
                
            The only clear, although indirect, proof for activation of proto-onc 
              genes to cancer genes is based on the rare cases in which proto-onc 
              genes functioned as accidental parents of retroviral onc genes. 
              It has been deduced from structural analyses of retroviral genes 
              and proto-onc genes that viral onc genes were generated by transduction 
              of specific domains from proto-onc genes [5, 20]. Because no significant 
              sequence homology exists between retroviruses and proto-onc genes, 
              such transductions must procede via two rare, nonhomologous recombinations 
              [5,25]5. It is probably for this reason that viral transductions 
              or ""activations" are extremely rare, even though all cells contain 
              proto- onc genes and many animal species contain retroviruses without 
              onc genes. Only 50-100 sporadic cancers from which retroviruses 
              with onc genes were isolated have been reported and no experimentally 
              reproducible system of transduction has ever been described [56-58]. 
              Thus, retroviruses with onc genes are the causes of rare, natural 
              tumors rather than laboratory artifacts. Their role as accidental 
              progenitors of viral onc genes has made proto-onc genes the focus 
              of the search for cellular cancer genes. Their possible function 
              in cancer was initially tested in many laboratories in view of a 
              ""one gene-one cancer" and more recently in view of a ""multigene-one 
              cancer" hypothesis. The one gene-one cancer hypothesis is similar 
              to postulates that activation of inactive cellular oncogenes is 
              sufficient to cause cancer the oncogene hypothesis of Huebner and 
              Todaro [59]. Some investigators have postulated that activation 
              is the result of increased dosage of a given proto-onc gene product. 
              This view, termed the quantitative model, received support from 
              early experiments which suggested that the src gene of RSV or the 
              myc gene of MC29 and the corresponding proto-onc genes were equivalents 
              [60-64]. In the meantime, significant structural and functional 
              differences between these genes have been found [5,43,44-47, 50] 
              (see above).  
               
              5 In addition, it appears that only a few cellular genes are 
              proto-onc genes or can  
              function as progenitors of viral onc genes since the same  
              proto-onc sequences have been found in different isolates [29] 
               
               
              Others have suggested that proto-onc genes are activated by mutations 
              or rearrangements in the primary DNA sequence [65, 66]. This view 
              is termed the qualitative model [5]. The m ultigene-one cancer hypothesis 
              postulates that an activated proto-onc gene is necessary, but unlike 
              the corresponding viral gene, not sufficient to cause cancer. A 
              quantitatively or qualitatively activated proto-onc gene is postulated 
              to function either as initiation or as maintenance gene together 
              with another proto-onc gene, in a multistep process [54, 55, 67- 
              73]. This hypothesis fits the view of how virus-negative tumors 
              are thought to arise in general and provides identifiable candidates 
              to test the hypothesis. However, since retroviral onc genes have 
              yet to be dissociated into initiation and maintenance functions, 
              this hypothesis is without viral precedent. Two kinds of assays 
              have been performed to test these hypotheses. One assay correlates 
              transcriptional activation and mutation of proto-onc genes with 
              cancer; the other directly measures transforming function of proto-onc 
              genes upon transfection into certain recipient cells, typically 
              the pre neoplastic mouse NIH 3T3 cell line [4, 54,55]. Such experiments 
              have most frequently linked cancers with alterations of proto-myc 
              and proto-ras.  
             
              I. Is Proto-myc Activation the Cause of B-Cell Lymphomas?  
            Based on the observation that transcription of the cellular proto-myc 
              is enhanced in retroviral lymphomas of chicken, it has been postulated 
              that transcriptional activation of proto-myc is the cause of B-celllymphoma 
              [64, 74]. Chicken B-cell lymphoma is a clonal cancer that appears 
              in a small fraction of animals infected by one of the avian leukosis 
              viruses (which have no onc genes) after latent periods of over 6 
              months [58]. The hypothesis, termed downstream promotion, postulates 
              that the gene is activated by the promoter ofa retrovirus integrated 
              upstream (Fig.3) and that activated proto-myc functions like the 
              transforming gene of MC29 [64]. Subsequently, samples were found 
              in which the retrovirus is in tegrated 3' of proto-myc or 5' in 
              the opposite transcriptional direction. In these cases, the virus 
              is thought to function like an enhancer of proto-myc [74] (Fig. 
              3). However, proto-myc differs structurally from the 3-kb delta-gag-myc 
              gene of MC29 as diagrammed in Figs. land 3 [25, 26]. Further, it 
              has been argued previously [5] that the hypothesis fails to explain 
              the origin of about 20% of viral lymphomas in which proto-myc is 
              not activated [64]; the discrepancies between the phenotype of the 
              disease and the cancers caused by MC29; the clonality of the tumors, 
              defined by a single integration site of the retrovirus with regard 
              to proto-myc; and the long latent period of the disease. Given about 
              106 kb of chicken DNA and activation of proto-myc by retrovirus 
              integration within about 5 kb of proto-myc [27,74], one in 2x 105 
              infections should generate the first tumor cell. Since the chicken 
              probably has over 107 uncommitted B cells and many more virus particles, 
              the critical carcinogenic integration event should occur after a 
              short latent period. The tumor should also not be clonal, since 
              integration by retroviruses is not site specific and there could 
              be numerous infections during the latent period of about 6 months. 
              Further, the model has not been confirmed in murine [75, 76], feline 
              [35], and bovine [77] leukemia. Instead, the high percentage of 
              virus-negative fe]ine [35] and bovine [78] lymphomas indicates that 
              a retrovirus is not even necessary for the disease. Recently, it 
              was suggested that a mutation, rather than a virus, may have activated 
              avian proto-myc because mutations have been observed in viral lymphoma 
              [79]. However, the proto-myc mutations have not been shown to be 
              the cause of the viral lymphoma. Activation of proto-myc has also 
              been postulated to cause the retrovirus-negative, human Burkitt's 
              lymphomas, and mouse plasmacytomas. ]n these cases, chromosome translocation 
              has been proposed as a mechanism of activating proto-myc function 
              [70,71,80,8]]. The human proto-myc is related to that of the chicken 
              from which carcinoma viruses have been derived (Fig.3). The two 
              genes have unique first exons, similar second exons with unique 
               
               
             
            
               
            
             
               
              Fig.3. Myc-related genes in avian carcinoma viruses and 
              in normal and lymphoma cells. The common and specific myc domains 
              of avian carcinoma viruses MC29 [25, 26], MH2 [28,29], and OK IO 
              [24, and unpublished], of normal chicken proto-myc [25,71], and 
              of the proto-myc genes of avian leukosis [57, 67] and human Burkitt's 
              lymphoma [70, 71, 80] are graphically compared, Proto-myc has three 
              exons (XI, X2, X3) the first of which is thought to be noncoding 
              [25, 81 ]. The proto-myc genes of chicken and man are related but 
              not identical: Their first exons are essentially unrelated; there 
              are major unique sequence elements in each of their second exons 
              and minor differences between the third exons [25]. Gag, pol, and 
              env are the three essential virion genes of retroviruses and delta- 
              marks incomplete complements of these genes  
              
            regions, and colinear third exons [25], In man, proto-myc is located 
              on chromosome 8 and an element of this chromosome is reciprocally 
              translocated in many Burkitt's lymphoma lines to immunoglobulin 
              (Ig) loci of chromosome 14 and less frequently of chromosome 2 or 
              22, Since the crossover points of chromosome 8 are near proto-myc, 
              translocation was initially suspected to activate proto-myc transcriptionally 
              by rearranging proto-myc (Fig, I) or by altering its immediate environment 
              and thus bringing it under the influence of new promoters or enhancers 
              [80], However, in many lymphomas rearranged proto-myc is not linked 
              to a new promoter; instead the first presumably noncoding exon is 
              replaced by the Ig locus, linked to it 5'-5' in the opposite transcriptional 
              orientation [80] (Fig, 3), Further this model cannot explain how 
              proto-myc would be activated when the complete proto-myc gene, including 
              its known promoters and flanking regions, is translocated [70, 72, 
              82], or recent observations that in a significant minority of Burkitt's 
              lymphomas proto-myc remains in its original chromosomal location 
              while a region 3' of proto-myc is translocated [83-87], Despite 
              these inconsistencies, proto-myc is thought to function as a cellular 
              oncogene in these tumors. Moreover, there is no consensus at this 
              time whether proto-myc expression is enhanced in Burkitt's lymphoma 
              cells, as compared with normal control cells, Some investigators 
              report elevated expression compared with normal B-Iymphoblasts or 
              lines [88], while others report essentially normal levels of proto-myc 
              mRNA [70, 82, 86, 87, 89-92]. Further, en hanced protomyc transcription 
              is not specific for B-cell lymphomas, since high levels of proto-myc 
              expression are seen in non-Burkitt's lymphomas [91], in other tumors 
              [73], and in chemically transformed fibroblast cell lines in which 
              proto-myc is not translocated or rearranged [43]. The view that 
              enhanced expression of proto-myc may be sufficient to cause Burkitt's 
              lymphoma is also challenged by the observations that proto-myc transcription 
              either reaches cell cycle-dependent peak levels in certain cell 
              lines [43, 93] or maintains constitutively high levels in embryo 
              cells similar to those in tumor cells [F. Cuzin (Nice), M. Bywater 
              (UpPsala), and A. Braithwaite (Canberra), personal communications]. 
              The possibility that mutations of protomyc may correlate with Burkitt's 
              lymphoma has also been investigated. In some Burkitt's cell lines 
              mutations have been observed in translocated, but unrearranged, 
              proto-myc [93, 94] (Fig. 3). Initially it was proposed that these 
              mutations may activate proto-myc by altering the gene product [94], 
              but in at least one Burkitt's lymphoma line the coding seq uence 
              corresponding to proto-myc exons 2 and 3 was identical to that of 
              the normal gene [82] (Fig. 3). Recently it has been proposed that 
              mutations in the first noncoding exon may activate the gene [92, 
              95]. However, there is no functional evidence for this view and 
              an activating mutation that is characteristic of Burkitt's lymphomas 
              has not been identified. It is also an open question at this time 
              whether the first human proto-myc exon is indeed noncoding [82] 
              or has possibly a large, open reading frame capable of encoding 
              a major protein [25, 95 a]. A sequence comparison between translocated 
              proto-myc of a mouse plasmacytoma with the germline proto-myc found 
              the two genes to be identical except for one nucleotide difference 
              in the first exon. It was concluded that proto-myc mutations are 
              not required for oncogenesis [96]. Therefore, no translocation, 
              rearrangement, elevated expression, or characteristic mutation of 
              proto-myc is common to all Burkitt's lymphomas investigated. This 
              casts doubt on the concept that any of the known proto-myc alterations 
              are a sufficient cause ( or even necessary) for Burkitt's lymphoma. 
              The question of whether proto-myc has transforming function has 
              been tested directly using the 3T3 cell transformation assay with 
              DNA from chicken or human B-celllymphomas. However, no myc-related 
              DNA was detected even though its presumed functional equivalent, 
              the delta-gag-myc gene of MC29, is capable of transforming 3T3 cells 
              [97, 98] and other rodent cell lines [99]. Instead, another DNA 
              sequence, termed Blym, was identified by the assay [67, 100]. Based 
              on these results, the role of proto-myc in lymphomas has been interpreted 
              in terms of a two-gene hypothesis. It has been suggested that activated 
              proto-myc is necessary but not sufficient to cause the lymphoma 
              [68, 70]. It is postufated to have a transient early function that 
              generates a lymphoma maintenance gene, Blym. This gene appears to 
              be the DNA that transforms 3T3 cells and is thought to maintain 
              the B-cell tumor. There is no proof for this postulated role of 
              proto-myc as a lymphoma initiation gene, because the 3T3 cell-transformation 
              assay does not measure proto-myc initiation function, and because 
              there is no evidence that the two genes jointly ( or alone) transform 
              B cells. Furthermore, the hypothesis does not address the question 
              why proto-myc should have any transforming function at all, if it 
              is not like MC29. (MC29 does not require a second gene to transform 
              a susceptible cell.) It is also not known whether Blym is altered 
              in primary Burkitt's lymphomas, since all of the transfection experiments 
              were done with DNA from cell lines. It is conceivable that chromosome 
              translocation involving the proto-myc chromosome 8 may be a specific 
              but not a necessary consequence, rather than the cause of the lymphoma 
              [101]. Human B-cell lymphomas with translocations that do not involve 
              chromosome 8 have indeed been described [ 102, 103]. In the case 
              of clonal myeloid leukemias with consistent translocations, like 
              the Philadelphia chromosome, it has been convincingly argued that 
              translocation is preceded by clonal proliferation of certain stem 
              cells with the same isoenzyme markers as leukemic cells but without 
              chromosomal or clinical abnormalities [104]. Perhaps primary Burkitt's 
              lymphomas should be analysed now and more emphasis should be given 
              to the question of whether proto-myc alteration contributes to Burkitt's 
              lymphoma, rather than to speculation about possible mechanisms. 
              II. Proto-ras Mutations, the Cause of Human and Rodent Carcinomas? 
              Use of the 3T3 cell assay to measure transforming function of DNA 
              from a human bladder carcinoma cell line has identified DNA homologous 
              to the ras gene of Harvey sarcoma virus [66, 105] (Fig.4). Based 
              on the viral model, the proto-Ha-ras gene is thought to be a potential 
              cancer gene because it encodes a 21-kilodalton protein, p21, which 
              is colinear with an onc gene product p21 of Ha-MuSV [106] (Fig. 
              4). The proto-Ha-ra.s gene from the bladder carcinoma cell line 
              differs from normal protoHa-ras in a point mutation which alters 
              the 12th p21 codon in exon I from normal gly to val [66, 107]. This 
              mutation does not cause overproduction of the ras gene product (p21) 
              in the 3T3 cell line [66] and does not change known biochemical 
              properties of p21 [108]. The single-base change is thought to activate 
              the gene to afunctional equivalent ofHa-MuSV and to be the cause 
              of the carcinoma because it is the apparent cause for 3T3 cell-transforming 
              function [66, 109]. However, this mutation has not been found in 
              over 60 primary human carcinomas, including 10 bladder, 9 colon, 
              and 10 lung carcinomas [ 110], in 8 other lung carcinomas [III], 
              and in 14 additional bladder and 9 kidney carcinomas (R. Muschel 
              and G. Khoury, personal communication). Further, the mutated human 
              proto-Ha-ras, which transforms 3T3 cells, does not transform primary 
              rat embryo cells [54, 69] and, more significantly, does not transform 
              human embryo cell [ 112]. Transformation of primary cells would 
              be expected from a gene that causes tumors in animals. Thus the 
              mutated proto-ras gene does not correspond to the viral model which 
              transforms primary mouse, rat [113,114], 
               
               
                 
              
             
             
            Fig.4. Comparison of the genetic structures and p21 gene 
              products of the human proto-Ha-ras gene [106,107] and the 5.5-kb 
              RNA genome of Harvey sarcorma virus (Ha-MuSV) [ 132]. HaMuSV is 
              a genetic hybrid of the rat proto-ras gene, a 30S defective retrovirus 
              RNA from rat cells and of Moloney leukemia virus [107,135]  
              
             and human cells [115-119]. In addition, the val in the 12th codon 
              of 3T3 cell transforming proto-ras is different for the arg of the 
              viral counterpart [107]. Other mutations have since been found to 
              confer 3T3 cell-transforming function to proto-Ha-ras DNA. Porto-Ha-ras 
              with a mutation in codon 61 was isolated from a human tumor cell 
              line [120]. 3T3 cell-transforming proto-Ha-ras DNAs were also isolated 
              from 2 out of 23 primary urinary tract tumors analyzed. One of these 
              contained a mutation in cod on 61; the other was not identified 
              [121]. The mutations were not found in the normal tissue of the 
              respective patients. Nevertheless, this does not prove that 3T3 
              cell-transforming function of proto-ras was necessary for tumor 
              formation since each was associated with only lout of 23 histologically 
              indistinguishable tumors. A 3T3 cell-transforming mouse protoHa-ras 
              DNA was also found in some (not all) chemically induced benign papillomas 
              and malignant carcinomas of mice [122]. Since only a small (5%-7%) 
              portion of the benign tumors progressed to carcinomas, it would 
              appear that 3T3 cell-transforming proto-ras was not sufficient to 
              cause the carcinomas, and since not all carcinomas contained the 
              mutation, it would appear that it was not necessary either. A high 
              proportion, i.e., 14 out of 17 methylnitrosourea-induced mammary 
              carcinomas of rats, were found to contain 3T3 celltransforming proto-Ha-ras 
              DNA (M. Barbacid, personal communication). This suggests that the 
              mutation is not necessary for the tumor, although it may be important 
              for tumor progression. The original study reported nine out of nine 
              positives [123]. Moreover, the hormone dependence and high tissue 
              specificity of the carcinogen in this study suggest that other genes 
              must be involved, because mutated proto-ras has been found in association 
              with other tumors and transforms 3T3 cells without hormones. It 
              is plausible that other genes, which may be involved in tumorigenesis 
              but which do not register in the 3T3 assay, were also altered by 
              the carcinogen. In an effort to explain why mutated proto-Ha-ras 
              transforms preneoplastic 3T3 cells, but not rat or human embryo 
              cells, it has recently been proposed that mutated proto-Ha-ras is 
              only one of at least two activated genes that are necessary to induce 
              cancer [54, 55, 69]. This two-gene hypothesis has been tested by 
              transfecting primary rat cells with a mixture of the mutated human 
              proto-Ha-ras and either MC29 provirus or activated proto-myc from 
              mouse plasmacytoma [54], or the EIA gene of adenovirus [69] as helper 
              genes. None of these genes were able to transform rat embryo cells 
              by themselves, but some cells were transformed by the artificial 
              mixed doubles. The study that used the adenovirus virus helper gene 
              showed that proto-rac\' expression varied from high to normal levels 
              in transformed cells and that normal proto-ras was inactive in the 
              assay [69]. The study that used myc-related helper genes did not 
              show that the transformants contained and expressed the added DNAs. 
              It also did not test whether unaltered forms of proto-myc or proto-ras 
              were sufficient for a mixture of these genes to register in this 
              assay. This appears to be a particularly relevant question since 
              a proto-myc clone from a mouse plasmacytoma with an SV40 enhancer 
              at its 3' end but without its natural promoter [71] was reported 
              to be active [54] a]though such a construction is not expected to 
              activate proto-myc. The myc-related genes were proposed to convert 
              rat embryo cells to cells that are capable of dividing indefinitely, 
              like 3T3 cells, a function termed immortalization [54, 55]. The 
              supposed immortalization function of MC29 or of activated proto-myc 
              was not demonstrated independently. The proposal did not explain 
              why an immortalization gene was necessary. Obviously immortalization 
              is necessary to maintain cells in culture. However, immortalization 
              is not necessary for focus formation and probably not for tumor 
              formation since embryo cells are capable of sufficient rounds of 
              mitoses (up to 50) in cell culture and in the animal [ 124]. In 
              the avian system, MC29 transforms primary cells and causes tumors 
              in chicken independently without the benefit of secondary oncogenes, 
              and most MC29 tumor cells are not immortal if tested in cell culture. 
              The failure of maintaining cells from many human tumors in cell 
              culture, under conditions where cells from similar tumors survive, 
              also suggests that immortality may not be an essential criterion 
              of a tumor cell [ 125, 125 a]. There is also no precedent for a 
              function of proto-ras in a multistep transformation mechanism, because 
              the transforming genes of Harvey of Kirsten sarcoma viruses transform	
              rat and mouse embryo cells [113, 114] or human embryo cells [ 115-119] 
              with single-hit kinetics and without helper genes. Moreover, there 
              is no precedent for the artifical mixtures of the two activated 
              proto-onc genes in any natural tumors. Other 3T3 cell-transforming 
              proto-ras genes, namely proto-Ki-ras, which is more closely related 
              to the ras gene of Kirsten sarcoma virus than to Harvey virus, and 
              N-ras, which is related to both viruses, have also been found in 
              tumors or cell lines [ 126]. Proto- Ki-ras encodes a p21 protein 
              that is related to the p21 protein encoded by proto-Ha-ras [107, 
              126,127]. One group has found 3T3 cell-transforming proto-Ki-ras 
              DNA in three primary human tumors and five tumor cell lines out 
              of 96 samples tested [111,128]. The same group also found 3T3 cell-transforming 
              proto-Ki-ras DNA in one out of eight lung carcinomas tested [III]. 
              The DNA from this tumor, but not that from normal tissue of the 
              same patient, had a mutation in the 12th codon. Obviously the low 
              percentage of 3T3 cellpositives among these tumors raises the question 
              of whether the mutations were necessary for tumorigenesis. In a 
              study of human melanomas, only one of five different metastases 
              from the same human melanoma patient was found to contain 3T3 cell-transforming 
              proto-Kiras DNA [ 129]. A 3T3 cell-transforming Ki-ras DNA was also 
              detected in a metastatic variant but not in a primary methylcholanthrene-induced 
              T-cell lymphoma of mice [130]. An example of a spontaneous protoras 
              mutation appearing in tumor cells cultured in vitro has just been 
              described [ 131 ]. This suggests that these proto-ras mutations 
              were consequences rather than the causes of these tumors. The view 
              that ras mutation is a consequence of tumorigenesis is also consistent 
              with the results that only one ras allele is mutated in some primary 
              tumors [III, 121,127] whereas both alleles are mutated in typical 
              tumor-cell lines [ 110, 111 ]. Since 3T3 cell-transforming or mutated 
              proto-ras genes are only rarely associated with human and murine 
              tumors and since mutated proto-Ha-ras does not transform human or 
              rat embryo cells [54, 69, 112] (proto-Ki-ras was not tested), there 
              is as yet no proof that mutated proto-ras is sufficient or even 
              necessary for any of the above tumors. The failure of the mutated 
              proto-Ha- or Ki-ras to behave like the viral model suggests that 
              structural differences between the cellular and viral genes are 
              responsible (Fig. 4). The 5' end of proto-Ha-ras is not as yet defined 
              [107]. Proto-Ha-ras differs from the 5.5-kb RNA genome of Harvey 
              sarcoma virus [132] in a cell-specific 1-kb DNA region 5' of exon 
              1 that is preceded by a virus-related region [ 107] and in the sizes 
              (1.2 and 5 kb) of the proto-ras transcripts compared with the genomic 
              viral 5.5-kb mRNA [58, 133, 134]. The cell-specific proto-Ha-ras 
              region is thought to be an intron but it may have another function. 
              The base changes that confer 3T3 celltransforming function to proto-Ha-ras 
              are different from those that set apart viral ras genes from proto-ras 
              [66, 107, 126] (Fig. 4). Proto-Ha-ras with 3T3 cell-transforming 
              function further differs from the viral ra.\" and from normal proto-Ha-ras 
              in point mutations in exons l or 2 [66, 107] (Fig. 4). Moreover, 
              only about 10% of the genomes of Harvey and Kirsten sarcoma viruses 
              are ras related. Each viral RNA contains about 3 kb of genetic information, 
              derived from a rat 30S defective retrovirus RNA [135] which may 
              contribute to the oncogenicity of these viruses (Fig,4). Further, 
              it has been argued that mutated proto-ras is a recessive transforming 
              gene, because both ras alleles are mutated in typical tumor-cell 
              lines, although only one allele is mutated in some primary tumors 
              [ 111, 127]. By contrast, the viral onc gene is dominant. A definitive 
              answer to the question whether ras mutations are dominant or recessive 
              3T3 cell-transforming genes could be obtained by simultaneous transformation 
              with mutated and normal ras genes. Finally, Ha and Ki- MuSV are 
              not obvious models for proto-ras genes with hypothetical carcinoma 
              function, since these viruses cause predominantly sarcomas.  
             
              D. Conclusions  
             
              I. Does the 3T3 Assay Detect Cancer Genes?  
            The preponderance of 3T3 cell-transformation negatives among the 
              above-described tumors suggests that either no genes have caused 
              the negative tumors or that the assay failed to detect them. That 
              only ras-related proto-onc genes have been detected in human tumors 
              signals another limitation of the 3T3 assay. Since the proto-ras 
              mutations found by the 3T3 assay do not transform primary cells, 
              it is possible that they are not relevant for tumor formation. Available 
              data suggest that these are coincidential or consequential rather 
              than cancer causative mutations occurring in tumor cells, because 
              the mutations are not consistently correlated with specific tumors 
              and because in some cases they precede tumor formation and in other 
              they evolve during tumor progression. Despite its effectiveness 
              to transform 3T3 cells, it would follow that mutated proto-ras is 
              not a dominant singular cancer gene, similar to a viral onc gene, 
              and that the test is insufficient to determine whether proto-onc 
              genes cause tumors in animals. The efficiency of the assay to identify 
              cancer genes unrelated to proto-onc genes [4] remains to be determined. 
             
             
              II. Are Altered Proto-onc Genes Sufficient Causes of Cancer? 
             
            Clearly, proto-onc genes are sometimes mutationally or transcriptionally 
              altered in tumor cells. However, no altered proto-onc gene has been 
              found that looks like a viral onc gene. More importantly, no altered 
              proto-onc gene from tumors investigated functions like a viral onc 
              gene. Altered proto-myc has no transforming function in known assay 
              systems, and altered proto-ras transform 3T3 cells but does not 
              transform rodent or human embryo cells. Thus, altered proto-onc 
              genes are structurally and functionally different from viral onc 
              genes. Moreover, alterd proto-onc genes are not consistently associated 
              with specific tumors. Since there is no functional evidence that 
              altered proto-onc genes transform embryo cells or cause tumors and 
              no consistent correlation between altered proto-onc genes and a 
              specific tumor, the one-gene hypothesis (that altered proto-onc 
              genes are sufficient to cause tumors) is without support. As yet, 
              viral onc genes are the only "activated" proto-onc genes that are 
              sufficient to cause tumors. 
             
              III. Are Altered Proto-onc Genes Necessary to Cause Cancer?  
            The observations that altered proto-onc genes do not behave like 
              viral onc genes and that in some tumors multiple proto-onc genes 
              are altered [73] have been interpreted in terms of a multigene hypothesis. 
              Altered proto-myc has been proposed to cooperate with the Blym gene 
              to cause chicken and human B-cell lymphoma [68]. Altered proto-ras 
              has been proposed to cause carcinomas with other genes, and reported 
              to cooperate in an artificial system with altered proto-myc to transform 
              rat embryo cells in culture [54, 55]. However, there are several 
              reservations about a role of altered proto-myc or proto-ras in multigene 
              carcinogenesis: (a) There is no functional evidence that a combination 
              of altered myc and Blym from lymphomas or that altered ras, together 
              with another gene from carcinomas, transforms appropriate normal 
              test cells. An artificial combination of altered ras in combination 
              with an myc-related or an adenovirus gene was reported to transform 
              primary rat cells. However, it was not reported whether both genes 
              are present and functional in all transformants, and there is no 
              evidence that these artificial ras-helper genes are models for the 
              hypothetical helper genes in tumors with altered ras. (b) The observations 
              that protomyc alterations are not consistently associated with B-cell 
              lymphomas and that proto-ras mutations are only rarely associated 
              with specific carcinomas argue that at least one of two hypothetically 
              synergistic cancer genes is not necessary for these tumors. As yet, 
              no multigene complements that include one or two proto-onc genes 
              have been shown to be consistently associated with specific tumors. 
              ( c) The proposals that altered proto-onc genes play role in a multigene 
              carcinogenesis are a significant departure from the original view 
              that they were equivalents of viral onc genes. The proposals speculate 
              that altered proto-onc genes are necessary but not sufficient for 
              tumor formation and behave like functional subsets of viral onc 
              genes. They do not address the question why these genes are assumed 
              to have unique oncogenic functions that are different from those 
              of the viral models. The ad hoc assumption is without precedent 
              since it is not known whether viral onc genes can be dissociated 
              into complementary or helpergene-dependent genetic subsets. Since 
              there is no functional proof for multiple, synergistic transforming 
              genes and no consistent correlation between at least one altered 
              proto-onc gene and a specific tumor, the view that proto-onc genes 
              are necessary for multigene carcinogenesis is still un proven.  
             
              IV. Prospects  
            It may be argued that the proto-onc gene alterations that are associated 
              with some cancers playa nonspecific but causative role in carcinogenesis 
              that could be substituted for by another gene. To support this view, 
              it would be necessary to know which other genes could substitute 
              for the role that altered proto-onc genes are thought to play in 
              the origin of cancer. Further, one would have to know whether proto-onc 
              gene alterations are more typical of cancer cells than alterations 
              of other genes and which other genes characteristically undergo 
              alterations in tumor cells. It is likely that unknown events, additional 
              to the known alterations of resident proto-onc genes, are required 
              for the development of cancer [5, 136]. The fact that proto-onc 
              genes share common domains with viral onc genes remains a persuasive 
              argument that proto-onc genes may, under certain conditions, be 
              changed into cancer genes. The evidence that most normal proto-onc 
              genes are expressed in normal cells suggests that cell- specific 
              domains of proto-onc genes may suppress potential oncogenic function. 
              Thus, mutation or removal of suppressors could activate a proto-onc 
              gene, as has been predicted for Burkitt's lymphoma. Clearly, the 
              identification of such suppressors would depend on a complete genetic 
              definition of proto-onc genes. To date, we do not know both termini 
              of any proto- onc gene (except for human proto-myc [79], which is 
              not a protoype of a know oncogenic virus). In addition, virus-specific 
              onc gene elements may also be essential to activate a protoonc gene. 
              In this case, a retrovirus without an onc gene (chronic leukemia 
              virus) could activate a proto-onc gene by a single illegitimate 
              recombination which would form a hybrid onc gene. Such an event 
              would be more probable than the generation of a retrovirus with 
              an onc gene, for which at least two illegitimate recombinations 
              are necessary. DNA technology has made it possible to convert nontransforming 
              DNA from viral or cellular sources to DNA species that transform 
              cell lines or embryo cells. Examples are the proto-mos and proto-ras 
              retroviral L TR recombinants that transform 3T3 cells [49, 50]; 
              the proto-ras, myc, and adenovirus DNA combinations that transform 
              rat embryo cells [51, 66]; or an L TR-mutant proto-ras-SV40 construction 
              that transforms rat embryo cells [137]. Another example is a synthetic 
              gene that consists of a mouse proto-myc gene in which all or part 
              of the first exon is replaced by the L TR of mouse mammary tumor 
              virus. Upon introduction into the germ line, this gene was expressed 
              in II transgenic mice. Only two of these developed mammary tumors 
              after two pregnancies, and not in all mammary glands. It was suggested 
              that the gene may be necessary but not sufficient for the development 
              of these tumors [ 138]. Both the level of expression and the integrity 
              of proto-onc genes were altered in these constructions, since only 
              subsets of proto-onc genes wcrc included. In order to assess the 
              relevance of such iatrogenic transformations to cancer, it would 
              be helpful to determine whether the number of DNA species that can 
              be converted to transforming variants is large or small, and it 
              would be necessary to determine whether any such DNAs ever occur 
              in natural tumors. The most important challenge now is to develop 
              functional assays for cellular cancer genes.  
            Acknowledgements.  
              I specifically thank my colleagues M. Botchan, G. S. Martin, H. 
              Rubin, M. Carey, W. Phares, S. Pfaff, and C. Romerdahl for encouragement 
              and many critical comments and L. Brownstein for typing numerous 
              drafts of this manuscript. The work from my laboratory is supported 
              by NIH grant CA 11426 from the National Cancer Institute and by 
              grant CTR 1547 from The Council for Tobacco Research USA, Inc. 
             
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